The European Supervisory Authorities share highlights from the 2024 Joint Consumer Protection Day in Budapest
The event followed the theme of “Empowering EU consumers: fair access to the future of financial services” and had three…
ESMA provides guidance to firms using artificial intelligence in investment services
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today issued a Statement providing initial guidance…
EU Green Bonds: ESMA consults on rules for External Reviewers
The European Securities and Markets Authority (ESMA) launched a consultation on Draft Regulatory Technical Standards (RTS) related to the registration and supervision…
ESMA calls for law amendments to prevent undue costs in funds
17/05/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor,...
Investor protection: MEPs back easier access to relevant information
Brussels, 31 January 2023 For EU capital markets to function more efficiently, the committee voted...
ESMA: Opinion on Germany’s Product Intervention Measure on Futures
26 October 2022 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator...
ESMA and EBA to harmonise supervisory review and evaluation of investment firms
21 July 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
Retail investment products: ESMA proposes key risk indicators
20 July 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
ESMA objects to EU Commission on its draft ITS proposal on insider lists
2 May 2022 The European Securities and Markets Authority (ESMA), the EU securities regulator, today...
ESMA recommendations to improve investor protection
29 April 2022 The European Securities and Markets Authority (ESMA), the EU securities markets regulator,...
ESMA responds to EU Commission consultation on the Listing Act
Paris, 15 February 2022 MARKET ABUSE MIFID – INVESTOR PROTECTION PROSPECTUS The European Securities and...
ESMA launches a Common Supervisory Action with NCAs
8 February 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
EBA, EIOPA and ESMA Conference: Financial education and literacy are a priority
3 February 2022 The European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA, held their...
ESMA publishes supervisory briefing on the use of tied agents under MiFID II
2 February 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
ESMA Consultation on Guidelines n MiFID II suitability requirements aspects
From 27 January 2022 to 27 April 2022 Details ESMA invites comments on all matters...
ESMA consults on the review of MiFID II suitability guidelines
27 January 2022 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
ESMA seeks investor protection and intermediaries experts for stakeholder panel
7 January 2022 MIFID – INVESTOR PROTECTION The European Securities and Markets Authority (ESMA) has...
ESMA publishes new MiFID II guidance on investor protection
03 January 2022 MIFID – INVESTOR PROTECTION The European Securities and Markets Authority (ESMA), the...
ESMA addresses investment recommendations made on social media platforms
28 October 2021 MARKET INTEGRITY, MIFID – INVESTOR PROTECTION The European Securities and Markets Authority (ESMA),...
ESMA consults on review of the MiFID II best execution reporting regime
24 September 2021 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator,...
SPACs: ESMA publishes guidance on prospectus disclosure and investor protection
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today issued...