As part of its work to prepare next year’s retail investment strategy, the Commission has requested advice from ESMA, EIOPA and the Joint Committee of the European Supervisory Authorities on a number of aspects related to the protection of retail investors.
In line with the Commission’s stated objective of ‘an economy that works for people’, the Commission is seeking to ensure that a legal framework for retail investments is suitably adapted to the profile and needs of consumers, helps ensure improved market outcomes, empowers retail investors and enhances their participation in the capital markets. The strategy will cover a range of initiatives designed to provide the necessary level of confidence and assurance for retail investors.
Calls for advice
ESMA
Cover note: Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection
03 August 2021
English (178.3 KB – PDF)
DownloadPDF – 178.3 KB
Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection
DownloadPDF – 178.8 KB
EIOPA
Cover note: Call for advice to the European Insurance and Occupational Pensions Authority (EIOPA) regarding certain aspects relating to retail investor protection
03 August 2021
English (178.6 KB – PDF)
DownloadPDF – 178.6 KB
Call for advice to the European Insurance and Occupational Pensions Authority (EIOPA) regarding certain aspects relating to retail investor protection
03 August 2021
English (267.9 KB – PDF)
DownloadPDF – 267.9 KB
ESAs Joint Committee
Cover note: Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation
03 August 2021
English (175.9 KB – PDF)
DownloadPDF – 175.9 KB
Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation
03 August 2021
English (258.7 KB – PDF)
DownloadPDF – 258.7 KB
